When it comes to investing, there are precious few certainties, other than the fact that nobody works for your financial best interest as completely as you do. That fact became obvious to the clients of the Warrenville, Ill., company Capital Management Associates recently when the SEC brought a suit against the father-and-son team that…
Month: August 2016
Investor Education Gateway by International Financial Securities Regulatory Commission
Welcome to the IOSCO Investor Education Gateway! This is the place to find information about many IOSCO members’ on-line investor education activities, as well as IOSCO publications and presentations regarding investor education. Investor Education has been and continues to be a significant part of multiple IOSCO seminar training programs. Additionally, and upon requests made…
International Financial Securities Regulatory Commission: Reporting by undertakings with listed securities
The Transparency Directive prescribes for Member States to set out rules for issuers with securities admitted to trading on an EU regulated market so that they disclose certain key information about their operation. With such a transparency, European issuers build sustained investor confidence and contribute to the capital market union. Legal framework Basic acts…